Rules / Regulations

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No Subject Date Download
1 ??????????????????????????????????????????????????????????????????????????????????????? 13 ??.?. 55
2 ??????????????????????????? (??????????) 13 ??.?. 55
3 ??????????????????????????? (??????? 2) 8 ?.?. 56

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No Subject Download
1 Contents of exam
2 Contents of exam and Learning Objective Statements (effective from the date of First exam in year 2014)
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No Subject Download
1 ?????????????????????? ????????????????????????????????????????????????????????????????? : ?????? ????????? ???????????? ?????????????????????????????????
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Objective:

To enhance the bond market best practices and to ensure that the registered traders have adequate knowledge in relevant rules, regulations and ethic as well as knowledge in the bond market.  Effective from November 16, 2005. The SEC Regulation required that all securities companies appoint a trader that register with the ThaiBMA in bond trading.

Schedule of Registered Trader Examination 2019

Year No. Exam Date Application Period Venue
2019
1/2019
Friday 22 March 2019
1 - 28 February, 2019
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2019
2/2019
Friday 14 June 2019
2 - 31 May 2019
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2019
3/2019
Friday 20 September 2019
1 - 30 August 2019
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2019
4/2019
Friday 22 November 2019
1 - 31 October2019
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? ???????????????????????? (e-Register)
? ??????????? (e-Payment)
? ??????????????????????? (?????????????)
No Subject Download
1 ??????????????????????????????????????????????????? ???????? 1/2562
? ????????????????????????? (Mock Up Test)

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? ??????????????????????????????????????????? (Trader)
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No Subject Download
1 Register Trader Request form
2 ????????????????????????????????????????????????????????????????? : Regulation & Qualifications for Registered Traders
? ??????????? (e-Payment)

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No Subject Download
1 ??????????????????????????????????? : (?????????????????)
2 ???????????????? / ?????????????????????? (?????????????????????)

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????????????????????????????????????????????????????????????????? 2562 (Trader Refresher Course 2019)
????????????? 22 ???????? 2562 ???? 08.30 - 17.00 ?.
??????????????????????????????????????????????????????????????????? ???. 0-2257-0357 ??? 550, 551, 552, 555

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